Initial public offering - PDFSEARCH.IO - Document Search Engine

Initial public offering
Results: 2010

#	Item
951	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:33:08 Finance Security Short Initial public offering Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Stock exchange Stock market Financial economics Investment
952	Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-25 10:52:15 Finance Stock market United States Securities and Exchange Commission United States securities law Economy of the United States Regulation NMS Securities Exchange Act NASDAQ Initial public offering Financial economics Financial markets Investment
953	Rules Notice Request for Comments Dealer Member Rules Contact: Doug Harris Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 10:21:03 Securities Corporate finance Investment Criminal law Due diligence Underwriting Initial public offering Exempt market dealer Diligence Financial economics Finance Business
954	Rules Notice Guidance Note Dealer Member Rules Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 10:21:04 Investment Finance United States securities law Corporate finance Securities Act Due diligence Prospectus Initial public offering Underwriting Financial economics Stock market Securities
955	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 25, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change to Adopt NAS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 07:55:25 Investment Initial public offering NASDAQ Finance Securities Exchange Act Corporate finance Stock market Financial economics
956	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:27:59 Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Short selling Short Security Initial public offering Securities Exchange Act Stock market Financial economics Investment
957	Microsoft Word - ISH - Launch Preferred Series B Press Release Final-2.DOC Add to Reading List Source URL: www.intship.com Language: English - Date: 2014-06-05 16:38:03 Investment Finance Preferred stock Prospectus Forward-looking statement Initial public offering Registration statement Regulation S-K Stock market Financial economics Corporate finance
958	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:10:58 Corporate finance Finance Initial public offering Short Security Stock Follow-on offering Securities Exchange Act Stock market Financial economics Investment
959	State of Wisconsin Department of Financial Institutions Peter Bildsten, Secretary Scott Walker, Governor Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-15 13:11:03 Stock market Financial economics 73rd United States Congress Investment Finance Form D Securities Act Regulation D Initial public offering United States securities law SEC filings United States Securities and Exchange Commission
960	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:11:44 Stock market United States securities law United States Securities and Exchange Commission 73rd United States Congress Short selling Security Short Hedge fund Initial public offering Financial economics Investment Finance

UPDATE